Position: VP / AVP Operations (Global Wealth Management, SBL

Position: VP / AVP Operations (Global Wealth Management, SBL
Operations) with a Bulge Bracket Company

Location: Mumbai
Joining: Immediate
Compensation: Negotiable
Contact: jobs@avanceunlimited.com

The Organization
Our client, a bulge bracket company, is one of the world's leading
financial services company with interests in Investment banking,
fund management, brokerages, trading, wealth management, capital
markets and advisory company, with offices in 38 countries. Along
with being a full scale investment bank they also offer a broad
range of services to private clients, small businesses, and
institutions and corporations to cover their financial needs. They
have built a reputation of providing quality products and investment
advice.

Role:
Selected candidate will be responsible for:
• Compliance with the regulatory and firm's policies and
procedures.
• Managing the day to daily business operations by interacting
with the Business Head, PLA,
• Optimal resource utilisation within Operations by
leveraging and managing outsourced vendors after getting management
buy in whenever there is a spurt in new lines of business like
funding IPO and ESOP's
• Liaison with technology teams for enhancements in the
systems thru process improvements.
• Building Scale to manage growing volumes by leveraging on
technology and straight through processing.
• Quality initiatives i.e Six Sigma, other initiatives as SOX,
BCP etc.
• Liaison with external parties Bankers, Registrars as may be
required.

Requirement
• Experience 8-12 years on the lending side (Loans against
Securities), IPO Finance, Having knowledge of Capital Markets
• Must have experience of managing operations team in a
Finance company /Bank